Director's Dealings

Article 19 Market Abuse Regulation – Publication of Managers` transactions

The Regulation (EU) No 596/2014 of the European Parliament and of the Council on market abuse (market abuse regulation (MAR)) requires persons discharging managerial responsibilities, as well as persons closely associated with them to notify both the issuer and the competent authority (BaFin) of every transaction conducted on their own account relating to the shares or debt instruments of that issuer or to derivatives or other financial instruments linked thereto promptly and no later than three business days after the date of the transaction. The issuer has to ensure that the necessary information regarding the managers’ transaction is made public within the same period and in a manner which enables fast access to this information on a non-discriminatory basis.

The notification requirement also applies to spouses or a partner considered to be equivalent to a spouse in accordance with national law; a dependent child, in accordance with national law; a relative who has shared the same household for at least one year on the date of the transaction concerned; or a legal person, trust or partnership, the managerial responsibilities of which are discharged by a person discharging managerial responsibilities or by a person referred to aforementioned, which is directly or indirectly controlled by such a person, which is set up for the benefit of such a person, or the economic interests of which are substantially equivalent to those of such a person.

There is no notification requirement if the total volume of all transactions for the calendar year is less than EUR 5,000. The threshold of EUR 5,000 shall be calculated by adding without netting all transactions.

Form of submitting notification according to article 19 MAR

Currently the following notifications required to be disclosed are existent (before 3 July 2016 according to § 15a of the German Securities Exchange Act (Wertpapierhandelsgesetz, WpHG) since 3 July 2016 according to Art. 19 of the Market Abuse Regulation):

* Basic investment under the 2009 virtual stock option programme.
** Sale of shares that were acquired as a basic investment for previous virtual stock option programmes. Following the exercise of the related virtual options, the shares have, in the meantime, become free.

Date Name Privity of
contract/ Position
Transaction type Transaction-
volume
Details
18.07.2018  
Dr. Andreas Kreimeyer Supervisory Board Bond Purchase 99,880.00 € Detail
13.07.2018  
Dr. Susanne Nöcker / Dr. Thomas Nöcker Natural person closely associated / Member of the Board Bond Purchase 10,133.50 € Detail
13.07.2018  
Dr. Thomas Nöcker Member of the Board Bond Purchase 20,000.00 € Detail
13.07.2018  
Dr. Burkhard Lohr Member of the Board Bond Purchase 200,000.00 € Detail
15.03.2018  
Thorsten Boeckers Member of the Board Share Purchase 24,465.00 € Detail
15.03.2018  
Dr. Burkhard Lohr Member of the Board Share Purchase 141,120.00 € Detail
15.03.2018  
Dr. Thomas Nöcker Member of the Board Share Purchase 22,671.04 € Detail
15.03.2018  
Dr. Thomas Nöcker Member of the Board Share Purchase 106,860.72 € Detail
15.03.2018  
Dr. Thomas Nöcker Member of the Board Share Purchase 5,793.07 € Detail
15.03.2018  
Dr. Thomas Nöcker Member of the Board Share Purchase 6,598.35 € Detail
15.03.2018  
Mark Roberts Member of the Board Purchase 36,525.00 $ Detail
24.04.2017  
Dr. Susanne Nöcker / Dr. Thomas Nöcker Natural person closely associated / Member of the Board Bond Sale 20.844,60 € Detail
07.04.2017  
Dr. Thomas Nöcker Member of the Board Bond Purchase 50.000,00 € Detail
07.04.2017  
Dr. Burkhard Lohr Member of the Board Bond Purchase 200,000.00 € Detail
07.04.2017  
Norbert Steiner Member of the Board Bond Purchase 200,000.00 € Detail
07.04.2017  
Dr. Burkhard Lohr Member of the Board Bond Sale 208,135.00 € Detail
12.09.2016  
Dr. Thomas Nöcker Member of the Board Purchase 54,135.00 € Detail
01.09.2016  
Dr. Thomas Nöcker Member of the Board Purchase 47,605.95 € Detail
30.03.2016  
Mark Roberts Member of the Board Purchase 28,925.00 $ Detail
14.03.2016  
Dr. Thomas Nöcker Member of the Board Purchase 20,495.13 € Detail
14.03.2016  
Dr. Thomas Nöcker Member of the Board Purchase 32,128.50 € Detail
22.01.2016  
Dr. Annette Messemer Supervisory Board Purchase 49,822.00 € Detail
26.11.2015  
Dr. Andreas Kreimeyer Supervisory Board Purchase 96,074.00 € Detail
12.10.2015  
Dr. Charlotte Sünner/Dr. Eckart Sünner Natural person closely associated / Supervisory Board Purchase 5187.60 € Detail
07.10.2015  
Barbara Bethke/Dr. Ralf Bethke Natural person closely associated / Supervisory Board Purchase 50.000.00 € Detail
12.05.2015  
Dr. Thomas Nöcker Member of the Board Purchase 60,940.00 € Detail
12.05.2015  
Dr. Thomas Nöcker Member of the Board Purchase 60,000.00 € Detail
17.10.2014  
Dr. Thomas Nöcker Member of the Board Purchase 39,736.95 € Detail
16.10.2014  
Dr. Thomas Nöcker Member of the Board Purchase 59,076.37 € Detail
19.03.2014  
Barbara Bethke/Dr. Ralf Bethke Natural person closely associated / Supervisory Board Purchase 22,150.00 € Detail
19.03.2014  
Dr. Annette Messemer Supervisory Board Purchase 49,884.75 € Detail
18.03.2014  
Dr. Bernd Malmström Supervisory Board Purchase 100,266.50 € Detail
17.03.2014  
Barbara Bethke/Dr. Ralf Bethke Natural person closely associated / Supervisory Board Purchase 26,094.00 € Detail
17.03.2014  
Dr. Thomas Nöcker Member of the Board Purchase 44,889.50 € Detail
15.08.2013  
Dr. Eckart Sünner Supervisory Board Purchase 108,600.00 € Detail
14.08.2013  
Dr. Thomas Nöcker Member of the Board Purchase 54,980.40 € Detail
13.08.2013  
Dr. Burkhard Lohr Member of the Board Purchase 108,976.14 € Detail
28.06.2013  
Dr. Thomas Nöcker Member of the Board Purchase 56,900.00 € Detail
14.05.2013  
Dr. Susanne Nöcker / Dr. Thomas Nöcker Natural person closely associated / Member of the Board Purchase on 4 February 2013 986.40 € Detail
14.05.2013  
Dr. Susanne Nöcker / Dr. Thomas Nöcker Natural person closely associated / Member of the Board Purchase on 23 April 2013 3,198.00 € Detail
14.05.2013  
Dr. Thomas Nöcker Member of the Board Purchase 71,925.00 € Detail
15.03.2013  
Dr. Karl Heidenreich Supervisory Board Share purchase 35,320.00 € Detail
15.03.2013  
Heide / Dr. Karl Heidenreich Natural person closely associated / Supervisory Board Share purchase 35,325.00 € Detail
09.01.2013  
Heide / Dr. Karl Heidenreich Natural person closely associated / Supervisory Board Share purchase 16,710.00 € Detail
15.11.2012  
Dr. Thomas Nöcker Supervisory Board Share purchase 100,695.45 € Detail
13.11.2012  
Dr. Karl Heidenreich Supervisory Board Share purchase 16,985.00 € Detail
21.05.2012  
Dr. Eckart Sünner Supervisory Board Share purchase 140,200.00 € Detail
09.05.2012  
Dr. Thomas Nöcker Member of the Board Share purchase 146,646.40 € Detail
02.12.2011  
Jan Peter Nonnenkamp Member of the Board Share sale 79,000.00 € Detail
04.10.2011  
Dr. Thomas Nöcker Member of the Board Share purchase 35,488.00 € Detail
04.10.2011  
Klaus Krüger Supervisory Board Share purchase 3,420.00 € Detail
04.10.2011  
Klaus Krüger Supervisory Board Share purchase 4,100.00 € Detail
23.09.2011  
Dr. Thomas Nöcker Member of the Board Share purchase 39,000.00 € Detail
18.08.2011  
Jan Peter Nonnenkamp Member of the Board Share purchase 43,970.00 € Detail
15.08.2011  
Dr. Rainer Gerling Supervisory Board Share purchase 28,675.00 € Detail
11.08.2011  
Dr. Thomas Nöcker Member of the Board Share purchase 80,772.00 € Detail
11.08.2011  
Jan Peter Nonnenkamp Member of the Board Share purchase 40,440.00 € Detail
13.05.2011  
Dr. Thomas Nöcker Member of the Board Share purchase 104,786.00 € Detail
15.03.2011  
Dr. Rainer Gerling Supervisory Board Share purchase 49,962.00 € Detail
11.03.2011  
Dr. Thomas Nöcker Member of the Board Share purchase 101,773.12 € Detail
15.11.2010  
Norbert Steiner Member of the Board Share sale** 248,950.00 € Detail
15.11.2010  
Gerd Grimmig Member of the Board Share sale** 149,370.00 € Detail
15.11.2010  
Joachim Felker Member of the Board Share sale** 194,397.84 € Detail
19.05.2010  
Dr. Thomas Nöcker Member of the Board Share purchase 51,404.60 € Detail
12.03.2010  
Dr. Ralf Bethke Supervisory Board Share sale 274,104.69 € Detail
02.02.2010  
Joachim Felker Member of the Board Share purchase 41,600.00 € Detail
15.12.2009  
Dr. Rainer Gerling Supervisory Board Share purchase 2,704.00 € Detail
15.12.2009  
Dr. Rainer Gerling Supervisory Board Purchase of subscription rights 25.60 € Detail
15.12.2009  
Dr. Rainer Gerling Supervisory Board Purchase of subscription rights 30.72 € Detail
15.12.2009  
Dr. Rainer Gerling Supervisory Board Share purchase 15,808.00 € Detail
11.12.2009  
Norbert Steiner Member of the Board Share purchase 19,430.40 € Detail
11.12.2009  
Norbert Steiner Member of the Board Sale of subscription rights 50,361.60 € Detail
11.12.2009  
Norbert Steiner Member of the Board Share purchase 39,520.00 € Detail
11.12.2009  
Klaus Krüger Supervisory Board Share purchase 2,676.00 € Detail
11.12.2009  
Dr. Thomas Nöcker Member of the Board Share purchase 31,824.00 € Detail
10.12.2009  
Gerd Grimmig Member of the Board Sale of subscription rights 33.28 € Detail
10.12.2009  
Gerd Grimmig Member of the Board Share purchase 54,080.00 € Detail
10.12.2009  
Klaus Krüger Supervisory Board Share purchase 5,200.00 € Detail
09.12.2009  
Dr. Thomas Nöcker Member of the Board Purchase of subscription rights 14.10 € Detail
09.12.2009  
Dr. Thomas Nöcker Member of the Board Sale of subscription rights 101,007.87 € Detail
09.12.2009  
Dr. Thomas Nöcker Member of the Board Share Purchase 244,176.24 € Detail
09.12.2009  
Klaus Krüger Supervisory Board Share sale 8,400.00 € Detail
09.12.2009  
Klaus Krüger Supervisory Board Sale of subscription rights 74.24 € Detail
08.12.2009  
Joachim Felker Member of the Board Sale of subscription rights 2.82 € Detail
01.12.2009  
Dr. Ralf Bethke Supervisory Board Sale of subscription rights 14,889.92 € Detail
08.06.2009  
Dr. Ralf Bethke Supervisory Board Share sale** 334,983.48 € Detail
04.06.2009  
Dr. Rainer Gerling Supervisory Board Share purchase 53,410.00 € Detail
04.06.2009  
Gerd Grimmig Member of the Board Share sale** 154,880.00 € Detail
04.06.2009  
Norbert Steiner Member of the Board Share purchase* 517,630.02 € Detail
18.05.2009  
Joachim Felker Member of the Board Share sale** 474,549.06 € Detail
14.05.2009  
Joachim Felker Member of the Board Share purchase* 344,069.57 € Detail
14.05.2009  
Dr. Thomas Nöcker Member of the Board Share purchase* 344,069.57 € Detail
14.05.2009  
Gerd Grimmig Member of the Board Share purchase* 344,429.62 € Detail
14.10.2008  
Carola Lübbe / Dr. Rainer Gerling Cohabitee / Supervisory Board Share purchase 29,996.80 € Detail
29.09.2008  
Dr. Thomas Nöcker Member of the Board Share purchase 31,857.00 € Detail
24.09.2008  
Dr. Thomas Nöcker Member of the Board Share purchase 28,672.80 € Detail
24.07.2008  
Rüdiger Kienitz Supervisory Board Share purchase 4,886.70 € Detail
24.07.2008  
Dr. Thomas Nöcker Member of the Board Share purchase 33,140.00 € Detail
23.07.2008  
Dr. Thomas Nöcker Member of the Board Share purchase 17,500.00 € Detail
23.07.2008  
Dr. Thomas Nöcker Member of the Board Share purchase 19,720.00 € Detail

 

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